Compliance

Compliance is one of the departments within Collector that verifies and follows up that operations conform to the requirements set out by the Swedish Financial Supervisory Authority (FI).

What is Compliance?

Compliance is one of the departments within Collector that verifies and follows up that operations conform to the requirements set out by the Swedish Financial Supervisory Authority.

Such requirements include customer protection, market conduct, prevention of money laundering and other requirements relating to licensed operations.

Selected Compliance areas:

  • Identification and management of Compliance risks within the company
  • Pro-actively working against fraud, money laundering and the financing of terrorism
  • Identification and management of conflict of interests within the company
  • Conceptual formulation of joint policies, instructions and procedures within the company
  • Ethics and Code of Business and Market Conduct concerning the company

For more information regarding Compliance, please email compliance@collector.se